MENU TITLE: Community and Institutional Responses to the Youth Gang Problem. Series: OJJDP Published: January 1990 121 pages 279,794 bytes COMMUNITY AND INSTITUTIONAL RESPONSES TO THE YOUTH GANG PROBLEM Case Studies Based on Field Visits and Other Materials by Irving A. Spergel and Ron L. Chance with the assistance of Candice Kane, Phyllis Garth, and G. David Curry National Youth Gang Suppression and Intervention Program School of Social Service Administration University of Chicago January 1990 Distributed By: Juvenile Justice Clearinghouse Box 6000 Rockville, MD 20850 1-800-638-8736 ------------------------------- TABLE OF CONTENTS INTRODUCTION CASE STUDY 1 Evanston, Illinois 2 Fort Wayne, Indiana 3 Ethan Allen School for Boys, Wisconsin 4 Columbus, Ohio 5 El Monte, California 6 East Los Angeles SUMMARY FIGURE 5-1 Mean Number of Homicides El Monte, CA ------------------------------- INTRODUCTION No one person, discipline, agency, or community has the answer to dealing with the youth gang problem. In fact, we are not entirely clear that there is a single phenomenon identifiable as a youth gang problem. Problems of youth gang-related violence, criminality, drug trafficking, and drug use come in many shapes, sizes, and stages. The notions of gang and gang incident are not clearly defined or consistent across agencies, communities, or even in the same community over time. Yet, it is quite clear that the phenomena of youth gangs exist, are spreading across communities, and growing more serious. The gang problem has assumed catastrophic proportions in certain chronic problem cities and is now present in suburban areas that do not have a history of gang problems. The following six case studies of five cities or urban areas, and one correctional institution, represent in varying degrees success stories. The youth gang problem does not necessarily have to get worse. While we do not understand all aspects of this complex and evolving social problem, specific strategies and tactics of programs seem to make a positive difference. While little "hard" evaluation exists of the effectiveness of agency or community responses, there do seem to be promising, but not as yet "sure" ways for controlling and reducing the problem. The six case studies address youth gang problems as distinct from youth group or individual youth delinquency problems. Youth gangs have special communal and organizational characteristics, and usually persist over time. They are distinct from other types of youth deviancy structures and problems. They are present in certain impoverished and/or disorganized communities or social contexts where opportunity and control systems have broken down, and family, school, employment and community organizations have failed to meet the social needs of youth and young adults. The youth gang is a residual institution which has come to supply many of the resources and controls that the legitimate (or even illegitimate) institutions no longer provide. The six studies originally were intended to be reports of field visits to Evanston, Illinois; Fort Wayne, Indiana; Columbus, Ohio; El Monte and East Los Angeles in California; and Draper Cottage, Ethan Allen School for Boys, Wisconsin. These sites were selected as among the most "promising" based on data and perceptions of improvement in the problem between 1980 and 1987 and related agency or interagency effectiveness in dealing with it. A survey of 45 cities and 6 institutional sites was conducted in 1988 and 1989 to determine the extent and nature of the youth gang problem and the pattern of organized response to it. The six sites were then selected based on computed scores of (1) multiple agency perceptions of a reduced gang problem (later verified with additional police and available data), (2) perception of agency effectiveness, and (3) perception of interagency or community effectiveness. Several sites with higher scores were not visited either because of lack of varied approaches or agency informants, or because of excessive travel distance and expense that would have been incurred. The six case studies constitute the third phase of the first Assessment stage of a Research and Development process "The National Youth Gang Suppression and Intervention Program," in cooperation with the Office of Juvenile Justice and Delinquency Prevention, U.S. Justice Department. The Assessment stage has comprised a Review of the Literature, Survey of Cities and Institutional Sites, and Field Visits to "promising" sites. The second stage requires the development of general city or countrywide and specific agency models for dealing with the problem. The third stage will be the development of Technical Assistance materials and Training, to be followed by a fourth Prototype testing stage. The case studies were planned originally as brief reports of visits to verify the findings of the survey. The visits, which lasted from two to six days, developed their own dynamic, and involved considerably more preparation and follow-up than expected. More local organizations and community agencies were contacted than planned. A variety of program documents, studies, and evaluation materials were examined bearing on issues of agency and community response and effectiveness with regard to the problem. Initial drafts of the case studies were submitted to all key participants for comments, additions, and revisions. Most of the suggested changes are incorporated in the present versions. The individual studies should be considered reliable and valid. The cases, with the exception of the Ethan Allen School study, are organized into the following subcategories. Background, the Youth Gang Problem, Community Response, Individual Agency Roles, Assessment, and Conclusion. The perceptions and roles of individual participants are considered and analyzed. Police reports on gang crime, where they exist, are cited. Our purpose in these reports is to provide a relatively succinct, balanced and usable report of the program structures and processes of criminal justice, community-based agencies, and schools in dealing with the youth gang problem in its various forms and stages. Some of the cities, areas, or institutions studied had chronic gang problems and programs, dating from the 1960s and 1970s or earlier (El Monte and East Los Angeles); others dealt with emerging gang problems, dating mainly from the early 1980s (Evanston, Fort Wayne, Columbus, and Ethan Allen School). The cities or communities selected varied in population from about 70,000 to 500,000. Each of the sites was an urban area and contained a heterogeneous population. However, the youth gang problems in these cities and in the correctional institution selected were mainly African-American and/or Mexican-American. Our studies do not represent, therefore, the full range of youth gang problems in the country, including other Hispanic gangs, Asian and White gangs. Nevertheless, the studies probably represent the efforts of agencies and communities in dealing with the most prevalent and typical youth gangs and their problems, based on the findings of our survey. The youth gang problem was regarded as a community problem by all informants during our field visits, requiring a complex, community-wide, as well as individual agency, approach. Police and youth agencies roles are represented in each of the five city or area cases. Other justice system, school, church, planning agency, and political roles are also described where they were developed. our survey revealed four or five dominant strategies for dealing with the youth gang problem across the 45 cities and 6 institutional sites: community mobilization, social intervention, suppression, social opportunities, and organizational development or modification. Each of these strategies is represented to some degree in the six case studies. We should add that the survey analysis revealed that community mobilization and social opportunity strategies were the best predictors of positive outcome or perception of reduced youth gang problems. Common definition of the youth gang problem and cooperative, proactive efforts for dealing with it were extremely important in chronic and emerging gang problem areas. The social opportunities approach which we defined as including mainly educational, training, and job placement efforts, was more prevalent in chronic youth gang problem cities where the problem had been reduced or perceived as reduced. We believe the role of the schools and employers in dealing with the youth gang problem has not yet been adequately developed in most of the areas visited, and this is reflected in the only occasional references to program efforts of this type. We hope that these case histories will be helpful to a variety of policy and program leaders throughout the country in understanding the nature of the youth gang problem, describing the range of organizational responses to it, and suggesting what local communities, public and nonprofit, and sectarian agencies, and correctional institutions can do to "successfully" deal with the problem. These are not "quick fix" approaches. Dedicated, sustained, and wise leadership is required to control and prevent youth gang problems. The present cases have provided a basis for our further efforts to develop general city-wide prototype and specific agency designs necessary for dealing with youth gang problems. If our six case studies succeed in providing guidance to policymakers and practitioners, then perhaps we will have made a significant contribution. As one of our respondent prosecutors said, "If you are successful, lives will be saved and communities de-terrorized." ------------------------------- CASE STUDY 1 Evanston, Illinois Background Evanston is a diverse community of 73,000 on the northern border of Chicago. It is part of a pattern of independent, well established, and often wealthy suburbs. The first black families settled in Evanston more than 100 years ago, usually as domestics in the large homes of middle and upper class whites. In more recent decades, its western and southern sections have been populated by low- and middle-income black families escaping Chicago's more urgent and complex urban problems. At least 20 percent of the population is estimated to be black. Public school student populations are 40 percent black. A smaller lower middle class Hispanic population has also begun to settle in the city. Evanston remains, nevertheless, a predominantly stable white, high status community with a relative wealth of social, educational, cultural, and economic resources. It is a growing high tech area. It is the site of the main campus of a world famous university, Northwestern. It has a very high standard, well respected public school system. It is a well organized progressive city with a concerned citizenry, alert to local, regional, as well as national and international problems and developments, proud of its distinctive qualities and accomplishments. The Youth Gang Problem Evanston has had a history of gang problems dating back to at least 1971 when "kids were hanging on street corners," engaged in minor acts of vandalism and graffiti writing. Two white groups, the Main Street Bums and the Noyes Street Raiders, developed unsavory reputations, but are not well remembered today. In 1973, a mixed white and black youth group came to the attention of the police for their involvement in petty crime. Some youth wore "hairnets" to school. Gang graffiti was found in school books and on the walls of some of the schools. There was some debate as to whether these were nuisance groups or gangs. These youth groups or gangs were referred to as "pseudo-gangs" and "pre-gangs" by the former Chief of Police, who retired in 1987. In the late 1970s and early 1980s, there was apparently an attempt by some Chicago gangs to recruit members from Evanston. The development of a Chicago oriented gang, comprising Evanston residents, stimulated the development of a local gang, The Sconny Hoods. More and more youth, mainly low-income black youth, were reported to be hanging out with gangs. Evanston's first gang- related murder was reported in 1976. Two additional gang homicides occurred in 1983. The distinction between Evanston and Chicago gangs is a source of some confusion, since most of the Evanston gangs now have the same names as Chicago gangs. Many of the members of the gangs come from families which reside in Evanston, but who may have come originally from Chicago. Rosenbaum and Grant, in their study of Evanston gangs (1983), reported that two local gangs existed but that three others were "satellites" or branches of major Chicago gangs in this period. These researchers insist that the so-called satellite gangs comprised largely Evanston residents and "in a very real sense are Evanston groups." The local gangs contained somewhat younger youths, 13 to 29 years; members of the Chicago-connected gangs were in their 20s. One social agency executive claims that the age range of gang members is currently 11 to 55 years. Community Response The community perceived a rise in the level of gang violence and the seriousness of gang crime beginning in the late 1970s. Young men were engaged in assaults and shooting at each other. Complaints of drug-dealing and involvement in prostitution by gang members were made by some local citizens. The violence produced an "increasing fear of crime . . . forcing community reaction to the problem" (Rosenbaum and Grant 1983, p. 21). Residents on the west side, in whose area the violent gang activity was occurring, were largely to be credited with the impetus for a series of public hearings which took place. They pressured the City Council and the city administration. The Evanston Human Relations Commission played a key role in getting Evanston to recognize the problem by organizing the public meetings as well as facilitating definition of the problem and an initial response to it (Rosenbaum and Grant 1983, p. 51). In 1978, the Bishop- Freeman Ad Hoc Committee was formed to address the problem of drug selling and gambling in the Bishop-Freeman parking lot. The Executive Director of the Human Relations Commission was chairman of the Ad Hoc Committee which included representatives of the police department, other public and nonprofit agencies, as well as neighborhood groups and residents. No significant city or community action apparently was taken until another public hearing on street gang activity was held in March 1981, after the shooting death of a recreation leader. In June of the following year, 1982, the Evanston Youth Commission and the Mental Health Association co- sponsored a conference on youth problems at which the workshop on gangs drew a large audience. A series of meetings sponsored by the Human Relations Commission followed later that year. Its subcommittee on gangs formulated a series of recommendations as to what the city should do about the problem. One of the recommendations forwarded to the City Council and approved was the funding of a study by Northwestern University's Center for Urban Affairs and Policy Research (Rosenbaum and Grant 1983). The university study was completed in a few months, carried out with minimal city, and supplemented by university funds. It described the youth gang problem, its genesis and various efforts to deal with it, and made policy recommendations. The study emphasized that two factors above all characterized Evanston's response to the gang problem. "First, there was a strong denial for quite a long time that a problem even existed at all. Second, once the problem was recognized, responsibility for the problem shifted regularly. . . . For many city officials and residents, there was no perceived gang problem. For others, the problem did not seem serious at all" (Rosenbaum and Grant 1983, pp. 82-83). Reasons for denial were related to concerns about the city's reputation and real estate values. No agency stepped forward immediately to assume responsibility for doing something about the problem, whether prevention or intervention. The law enforcement or suppression approach did not show impressive results initially. Key gang members were arrested. However, in the first six months of 1983, only 21 of the first 187 gang- related incidents resulted in arrest. A program by the police to identify juvenile gang members, contact their parents, and involve them in counseling or parent meetings was viewed by at least one informant as not successful. Only six mothers participated in the parent group which met eight times in September and October 1982. Attendance was very low at the meetings. Four of the parents were already involved in a Victim- Witness Outreach program (see also, Rosenbaum and Grant 1983, p. 47). According to the Northwestern report, very few youth officers were assigned to work with juvenile gang members during this early period. The Youth Bureau and Organized Crime Bureau of the department seemed to operate separate programs dealing with gang youth. Community and gang member perceptions were that the police were not eager to deal with the problem in this period (Ibid., p. 48). The schools, youth agencies, and businesses believed that the problem was not especially one they should address. It was regarded essentially as a problem about which the police should take major responsibility. The Northwestern study concluded with a comprehensive series of recommendations for general and specific community, police, agency, city administration and school improvement and long-term change. Special attention appeared to be directed to issues of providing an adequate education for minority youth from low income families and interagency coordination and program development in respect to the youth gang problem. Meanwhile, law enforcement strategy shifted with the appointment of a new police chief. The increased level of violence and drug activity was a deciding factor in crystallizing police and a certain degree of community reaction. Police New perceptions of the gang problem and how to deal with it evolved with the appointment of a new police chief and departmental reorganization between 1983 and 1984. The police emerged as the lead or dominant agency in the city's response to the youth gang problem. According to police reports, eight gangs were operating in Evanston in March 1984. The combined Evanston membership of the gangs was 410. Older gang leaders were perceived as role models, providing organization and leadership. Gang activity reached an all time high. The new Police Chief Logan prepared a plan of action for the entire department. The number one priority was "to increase the response to gangs." A four-part approach was established: 1. Gather and analyze intelligence regarding gangs and gang leaders. 2. Strictly enforce all laws violated by gang members. 3. Diffuse [break up] gangs in the community. 4. Educate the community about the problem. A new Gang Crimes Bureau was created with sole responsibility for "investigating and aggressively pursuing gang members and their activities." It was staffed with a sergeant and five officers. Liaisons were established with the Youth, Vice and Narcotics, and Crime Prevention Bureaus, as well as Patrol. Internal communication resulted in improved overall departmental coordination in respect to gangs. The Department's Vice and Narcotics Bureau established an aggressive enforcement posture regarding gang member involvement with drugs and worked closely with the Gang Crimes Bureau. Special interest in training developed; 37 officers attended a gang crimes training seminar at the Chicago Police Academy. Gang Crimes investigators in Evanston were now called on to give presentations at roll calls. Interagency contacts and community participation were enhanced. The Gang Crimes Bureau established a working relationship with the Special Prosecution Gang Crimes Unit of the Cook County State's Attorney's office. A neighborhood foot patrol program was initiated to increase police visibility and promote "neighborhood cohesiveness and problem solving." The four areas of the city with gang activity were targeted. The Police Department took a proactive stance in educating all segments of the community about the nature and extent of gang activity and how citizens and police could work together to solve problems. Numerous presentations were made to civic, school, and community groups about gang problems. Various units of the police department, including Gang Crimes, as well as the police chief were directly involved. The presentations included information on gangs suspected of operating in Evanston, their symbols and slogans, their activities, how they operate and recruit, as well as how parents can identify children who may be involved in a gang. More recently, certain officers of the department have joined with personnel of the city's recreation department to identify youth-at-risk of gang membership and sponsor them in summer camp. The role of then Police Chief Logan -- now in charge of security at the Evanston Public Schools -- was pervasive. He made certain that all units recognized and fully implemented their responsibilities. If police officers avoided or shunted their responsibility especially in cooperation with other units on gang-related matters, he took disciplinary action. He got around to all parts of the department and clearly communicated his philosophy of "zero-based" tolerance for gang members. Officers of the department went to the Chief Judge and his associates to request that gang-affiliated youth not be given I-bonds (release on their own recognizance) or minimum sentences. Police officials met with the States Attorney and arranged for one prosecutor to deal with all gang cases coming out of Evanston. The Chief encouraged police officer communication with all elements of the Population, including gang leaders. He knew some of the leaders personally, met with them as a group, and informed them of the consequences of breaking the law. Gang members, in turn, said they had "nothing to do and no place to go. They needed jobs." The Police Chief urged his gang crime unit to assist some of the gang members to obtain jobs. The meeting by Chief Logan with the gang leaders was viewed as controversial in some quarters, as possibly recognizing the gang structure, but the Chief felt that the meeting was not harmful to the interests of the community. In 1984, the Gang Crime Unit sergeant addressed a memo to Chief Logan in which he stated that the emphasis of the unit was also, when possible, to redirect or refer gang members into constructive pursuits, or to social agencies who were equipped to counsel or help them. "We enforced the law regularly and made numerous arrests during the critical period, but we also functioned to help the kids and present alternatives to gang membership." Law enforcement tactics included: identifying and monitoring gang leaders and hard-core members; prosecuting all offenses, even minor ones, by gang members to the full extent of the law; encouraging gang members to sign complaints against rival gang members. While this latter tactic helped diffuse potentially violent situations, certain gang members also attempted to use the procedure to file false complaints against rival gang members. Special attention was directed to getting gang members into the criminal justice system under some kind of supervision. In turn, the police worked closely with parole authorities to monitor gang members when they were later released from prison. Gang Crime personnel were carefully selected. They had to meet a variety of criteria: ability to establish rapport with gang members, diffuse gang situations without backing down, a capacity not to be intimidated, and on the other hand, not abuse gang youth. Additionally, gang crime officers had to be able to collaborate with community groups and agencies in dealing with the gang problem. The police collaborated closely with and aided COEPops and Moms, a grass roots group based in the gang neighborhood. COEPops/Moms The Council of Elders (COE) Pops and Moms began in 1983 as a response primarily of black parents to a gang-related slaying of a youth in 1983. They perceived that officials and local citizens were either frustrated and or indifferent to the gang problem. They believed that strong involvement of local parents was necessary. The group established a "network of neighborhood adults who would watch for potential misconduct by youth on the streets." As "community elders," they were to forestall violence and redirect gang behavior. Local adults volunteered their time. The organization's budget was about $1,500 per year, of which $1,000.00 was provided by the City's Recreation Department; the rest was raised privately. Use of volunteers was emphasized. The Council's first activities were weekend night time foot and car patrols in collaboration with the police. While citizen patrollers did not replace or interfere with normal police enforcement functions, the regular presence of COEPops on foot or in mobile units, equipped with city radios, on neighborhood streets and at youth gatherings, made it difficult for gang elements to operate openly or effectively. The police helped to organize the group and provided technical assistance to some members in operating and maintaining their communications equipment. According to a key COEPops/Moms leader, Don Colleton, the Council's efforts should be viewed as independent of those of the police. Some members of the Council had mixed feelings about the police, although generally good relations were established with police officials. If a shooting or fight occurred, Council members would call in the police, but the focus of their patrols was not police work. It was to provide an adult presence to neutralize the effect of negative youth peer pressure, for example, at dances. Council member involvement was "deeper than that of the criminal justice system." It was to "enter the lives of the kids and have a positive impact on them." In due course, COEPops and Moms became involved in a variety of remedial and preventive activities. They established two drop-in centers which provided recreation in a safe environment where parents, not gangs, set the controlling values. Activities such as break dancing, tumbling, and double-dutch were used to build relationships and promote the values of education. The Council volunteers also chaperoned dances and parties at the YMCA, the Evanston Township High School (ETHS), local churches and homes. By their presence, Council members claimed they diffused attitudes and pressures which could spawn violence and substance abuse. Certain neighborhood dances were not scheduled unless the Council agreed to attend. The Council has become increasingly engaged in preventive activities with a deepening focus on education and educational opportunity. It organized a conference on the "learning gap" in Evanston, the phenomenon in which black school children as a group have significantly lower tests scores than their white counterparts. It has for five years co-sponsored and supplied the coaching staff for a large basketball league which it uses as a vehicle to teach high school males -- even those hostile toward each other or toward demanding adults -- discipline and respect and guide them toward productive post high school endeavors. It has established a scholarship at Evanston Township High School. Students who receive the scholarships are asked to assist in the work of the Council and to serve as convincing examples of the accessibility of opportunity for advancement and escape from gang involvement. At the same time, the Council of Elders has devoted more and more time to younger children "because their attitudes have not yet hardened." COEPops and Moms appear to participate less and less in crisis intervention activities with hard-core gang members. In part, this may be due to fewer crisis or gang-related activities that now occur on Evanston streets. Other Grassroots Groups Former Police Chief, Bill Logan, notes several other community groups that were valuable in the community's response to the gang problem, particularly in their assistance to the police. Children Adult Network Unlimited (CAN U) was committed to working with police in the Fleetwood Jordain area, one of the primary areas of gang activity. They shared information with the police and engaged in various youth diversion activities. COMMUNITY AID was a grassroots group of local citizens who became the eyes and ears of the police, and performed community watch functions. Nichols Neighbors, at an early point in the development of the gang problem, also monitored the streets and called the police. Youth Organizations Umbrella (YOU) A number of social agencies or youth organizations have been peripherally connected to the youth gang problem, although they had long-term concerns with other youth problems and working relations with police. A youth agency, YOU, as well as the police, were solicited by community leaders in 1984 and 1985 to develop a social intervention program for gang youth. A plan was formulated by the organization to target fringe or peripheral, but not highly active or hard-core, gang youth. Peripheral gang youth or those vulnerable to membership were to be provided with jobs, sports, or social activities to pull them away from gangs and to counter gang recruitment efforts. However, the plan and YOU's involvement became a source of controversy. YOU was a white-staffed agency and a black community organization objected. A variety of issues surfaced: racial distrust, competition for funds, and questions of program strategy. YOU has originated a program for street youth, mainly status offenders or runaways, a few of whom may have a gang connection. The service mix developed includes home visits, counseling, and recreational activities. Nevertheless, the youth service system did not develop a substantive program directed to the problem of gang youth. Other Agencies Several agencies sensitive to the youth gang problem have developed programs and activities which may have some secondary or indirect influence on the problem. Neighbors at Work is geared to low income families and provides emergency food and shelter. Family Focus is a program that may serve gang youth families in its program, but does not specifically target them. It states that it does not have the resources to directly deal with the problem. General counseling and recreation activity, and assistance with academic problems, are provided to a range of youth. Youth outreach programs, such as the Youth Alternatives Project (YAP) do exist in Evanston and youth advocates are stationed at YOU, Family Focus, and Evanston Hospital to deal with a variety of dysfunctional or multi-problem youth, including school and family problems, but gang youth has not been a primary focus. Schools Public schools have occasionally confronted the gang problem, but have developed no concentrated sustained approach. At one time a special police officer liaison program with the schools existed which apparently failed to target gang problems. Bill Logan, the former Police Chief, observes that the city cut back on school-related programs, such as Officer Friendly and School Officer Liaison, at a time when the youth gang problem was emerging. The police department recommended that the school district and the city each pick up half of the bill to reestablish these programs, but the request was denied. School security officers presently attempt to control and forbid gang symbolism, gang graffiti, and recruitment. Flashing gang signs and the wearing of hats and colors still occur at schools. According to one informant, gang-related fights have broken out recently at a local junior high school. However, schools presently do not identify the youth gang problem as serious and requiring special attention. Teachers have received only limited gang-awareness training. Evanston schools are primarily concerned with maintaining high academic standards but still attend to the needs of less academically-oriented students. Special programs are provided to youth with academic, social, and psychological problems. The presence of the gang problem or gang youth in the schools tends to be framed in more general academic failure and racial terms. A majority of students who score in the lowest quartile of academic achievement are low-income black youth. Estimates are that two-thirds of the students in special-track educational programs are black. The schools seem uncertain whether to label many of these youths as possessing or being prone to behavior problems or involved in gang activity. Expectations for low-income minority youth, including gang youth, appear to be lower than for white youth (Rosenbaum and Grant 1983). Some informants claim that alternative education for gang youth outside the established school system is a preferred option. Assessment The gang problem, especially its violent component, has apparently been reduced in Evanston in recent years, based on community perceptions and police statistical data. Reduction of the problem has been attributed to the pro-active efforts of the Evanston police department and some limited mobilization of community interest and effort. The reduction of overt violent gang activity, however, has also been accompanied by a less visible drug-related and more sophisticated criminal involvement by older and, to a lesser extent, younger gang youth. The Evanston Police Department has developed an operational reporting and tracking system which facilitates the statistical assessment of the youth gang problem. The police defined a gang as a "group of individuals with some degree of organization and symbolism that is involved in criminal activity" (Rosenbaum and Grant 1983, p. 8). A gang is of "concern" to the authorities if it has "considerable membership and is regularly involved in criminal activity" (Ibid., 13.) More recently the Police Department has developed a complex two-part system for identifying incidents which serve both to identify and track specific gang-based problems as well as general criminal activities of gang youth. "Gang-related" incidents refer to acts related to gang functions, especially when they grow out of conflict or threat of conflict between two gangs. "Gang member crimes" are simply those committed by gang members. Statistics and Perceptions. Evidence exists for the decline of gang-related incidents between 1984 and 1988. The police report a decline in gang- related incidents between 1986 and 1988 from 474 to an estimated 345. Arrests of individuals in these gang-related incidents were also down from 344 to an estimated 268; charges were down from 457 to an estimated 325; and use of weapons, specifically shots fired declined from 71 to an estimated 41. Data were not available for an earlier period or for more broadly defined gang member crime incidents. The reduction of the explicit gang problem is even more impressive when the units of reporting by the Evanston Police are numbers of gangs and gang members between 1984 and 1988. The number of gang members declined from 440 to 138, hard-core gang membership from 155 to 77. However, there was an increase in marginal or peripheral gang members from 20 to 58 in the same period. There is general agreement that the pattern of change was due to police targeting hard-core older gang members but paying less attention to peripheral younger gang members. The current Gang Crimes Commander observes that many of the older youth "are pulling back from the hard-core gang philosophy in order to stay out of trouble and avoid incarceration. They are more concerned now with individualism -- selling drugs and keeping their share of the drug market. They cannot accomplish that if they are constantly in conflict with other gang members or law enforcement." Chief Logan, head of school security since 1987, claims that "overt gang banging in Evanston has stopped." He agrees that drug trafficking by gang members has probably increased. He cites an instance of a gang member whose home was seized in a drug trafficking prosecution. According to another police official, some gang members have been able to post high bonds in a variety of criminal cases and that this may be evidence of involvement in cocaine trafficking and generally increased drug sales in the community. The incidence of burglaries has slightly increased, suggesting a greater need to support drug habits, including those of gang youths. According to the present Chief of Police, Ernest A. Jacobi gang-related drug trafficking may have leveled off, at least relatively speaking. He cites a sting investigation in 1987 in which thirty-five (35) gang members were arrested for drug violations. In a similar street-level sting investigation in 1989, the same number were arrested, but the majority were not gang members. Observers are generally not sanguine that the gang problem has been solved or that it will disappear in Evanston. Gang activity per se is less visible, although one or two gangs remain quite active. One social agency observer claims there is recently increased gang activity by youth in one of the city's junior high schools. The drug problem has worsened. Some older gang members involved in the drug market are now believed to be recruiting and using younger gang members in drug operations. Of concern also is that some of the older gang leaders who once were opposed to each other may now be cooperating in order to share in the drug trade. Conclusions The Evanston approach to dealing with the gang problem has been based on a strong deterrent and community-oriented strategy, directed and largely implemented by the Police Department, entailing close surveillance and monitoring and occasionally harassment, but also open communication and support of community groups concerned with the problem. Of special value was intrapolice agency, as well as inter-justice agency, cooperation. Within the Police department, intelligence and investigative functions among all units in the patrol, special operations, and criminal investigations divisions were closely coordinated, although some question remains about the level of cooperation and exchange of information between the Juvenile and Gang Crime units. A detailed set of procedures was carefully and successfully implemented, regarding case assignment, intelligence gathering, screening of all police reports, classifying gang-related information, appraisal of data placed in intelligence files, and regular purging of data. Selection and training of police personnel in the Gang Crimes Bureau was carefully conducted. Collaboration with other criminal justice personnel and education of the community about the problem were also important elements. The Evanston Police Department worked closely with the State's Attorney's office, to some extent the county judges, and also Parole in the development of special procedures to deal with the Evanston gang problem. The police department, especially Chief Logan, took leadership in obtaining community cooperation and information which aided in the development of a successful enforcement policy and the incarceration of significant numbers of gang youth. The fact that Evanston is a small and relatively stable community where people know each other and information is readily communicated assisted in the development of the relatively effective approach. However, it should be emphasized that while gang-related violence was reduced in the 1984-1988 period, the level of other crimes committed by older gang members, mainly drug trafficking and possibly burglary, probably rose. Certain limitations of the Evanston approach should be noted. A strategy and program of prevention and social intervention has not yet been developed for a complex set of reasons. Basic institutions of education and perhaps training and job opportunities have not yet been adequately mobilized to specifically address the problem. A sustained commitment by key public and non-profit agencies and actors did not take place. Denial of the scope and serious nature of the problem as well as considerable uncertainty as to how to address it in light of underlying racial issues and tensions may have impeded a strong collective effort. It is likely that the successful targeting of older gang youth utilizing mainly a deterrent and community-oriented strategy has in the short term contributed to reduction of gang-related violence by these youth and young adults. Relative inattention to fringe gang youth and those specifically ripe for membership may have allowed for a new round of membership and gang development. Simple incarceration of older gang youth and their subsequent involvement in drug trafficking may have lead to their increased criminalization and may be associated with recent recruitment of a new youth to gangs. Nevertheless, Evanston may be an example of an effective short-term, community-oriented deterrent approach by a sophisticated and well-coordinated police department, addressed primarily to the issue of gang violence in a city without apparent long-term gang problems. While it is not an example of a broad scale, balanced approach to the problem, it should be regarded as probably successful in reducing the overt gang violence problem over the past few years. A comprehensive approach, as suggested by Rosenbaum and Grant in their Northwestern study is probably required for long-term effective change. References Rosenbaum, Dennis P. and Jane A. Grant. 1983 Gangs and Youth Problems in Evanston: Findings and Policy Options. Center for Urban Affairs and Policy Research, Northwestern University. July 22. ------------------------------- CASE STUDY 2 Fort Wayne, Indiana Background Fort Wayne, located in Allen county, is the second largest city in Indiana, located in the northeastern part of the state on main roads connecting Chicago and Detroit as well as other large cities such as Toledo and Cleveland in Ohio and Ypsilanti in Michigan. Fort Wayne is a city of 190,000 population in a metropolitan area of 300,000. African-Americans comprise 17 percent of the population, with its lower income groups confined to certain sections of the inner city. Fort Wayne also has a small Mexican-American population of less than 5 percent. Fort Wayne is in many respects a stable, prosperous city with a diverse economy based in large measure on light industry. Magnavox is the largest employer. The Lincoln National Life Insurance Company is headquartered in the city. Business and industry are enlightened and contribute significantly to social and youth welfare development. The city does not suffer from the effects of high-rise public housing, although low-income project areas have a black population with high rates of social problems. Fort Wayne is a conservative but concerned community. It has become aware in recent years of growing social and youth problems. Representatives of various agencies believe that gang and drug problems were introduced and in part developed by persons from such cities as Detroit, Chicago, and Ypsilanti. Fort Wayne is currently regarded as the "crack capital" of Indiana. The city prides itself on being a law-abiding and socially pro-active community, but is aware of an increase in family breakdown, rising illiteracy rate, and the isolation of its low-income black population, which has not shared commensurately in the city's prosperity. The Youth Gang Problem Fort Wayne agency informants state that its youth gang problem is relatively recent. Law-violating youth groups were only occasionally a problem. The beginning of a youth gang problem was identified about 1982 or 1983. Several older teenagers or young adults from such large cities as Los Angeles, Chicago, and Detroit were said to have introduced signs, symbols, and youth-gang criminal behavior patterns. Some observers state, however, there was a readiness by local youth with "little to do" after school to be influenced by outsiders. Significant numbers of black youth did poorly at school, could not find jobs, and began to hang on the streets. Youth groups or gangs were engaged in assaults upon each other and property crimes, including burglary, and theft. They were involved in relatively little drug-related activity initially, although alcohol use was an on-going problem among teenagers. The captain of the Juvenile Aid Division of the Fort Wayne Police Department attributes the rise of the formal youth gang problem to a particular 22-year-old member of a Chicago street gang who with his family commuted between Chicago and Fort Wayne. He recruited several other older teenagers and formed a unit of the Disciples. The group eventually split, and one faction became identified with another opposing gang that mimicked a Chicago gang, the Vice Lords. Turf conflicts, shootings, beatings, and car thefts ensued. Another older youth, with gang experience, and his family moved from Los Angeles to Fort Wayne. This youth also recruited and introduced youth to gang patterns. Graffiti and weapons started to appear. " . . . [F]actions developed, confrontations and fights occurred." At first guns were fired into the air for amusement and then drive-by shootings followed. The police detected an emerging gang problem in 1982, but were unsure what to do about it. They called in an expert(s) from the Chicago police gang unit to assess the situation. The expert(s) concluded that Fort Wayne had a "mild" gang problem. The gang groups or factions were small and amorphous. Graffiti and symbols were not clearly developed. Because of this assessment, according to several informants, the police and others in the community preferred to first clarify the situation and did not take quick action. The gang problem was recognized as serious in the summer of 1985 during several youth festivals, when gangs were disorderly and clashed with each other. Shootings and serious injuries occurred. Eight distinct gangs and between 400 and 500 gang members were estimated to be present in the city, particularly in the low income black areas. A small Hispanic and white gang member population, also present, was not regarded as a significant problem. Two or three gangs appeared to be at the core of the problem. The so-called Disciples and possibly the Vice Lords were both composed of older youth. The Renegades formed to protect themselves from the Disciples and the MCJs formed out of the Renegades. The Smurfs and its girls' affiliate group, the Smurfettes, were also identified. None of the gangs were well-organized and the lines of membership among all of the groups were not clear. Turf issues were not strong since busing brought youth from the different neighborhoods to the same high schools where the gang problem was further developed. Gang assaults began in and around schools. Some youths and street groups that did not have gang or delinquent traditions were drawn into the gangs. To what extent the variety of crimes by youth groups in this period, such as criminal mischief, car thefts and burglaries, were strictly gang-related or motivated is unclear. The problems of drug use, possession, and trafficking were not regarded as serious or gangrelated in this period. Community Response A significant response to the problem came from specific agency personnel and community leaders. A unique and productive set of collaborative interagency relations was developed to deal with the problem. The initial reaction of the police, business, and real-estate interests to play down the problem was no longer adequate. In hindsight, the assessment by the Chicago police expert(s) was not viewed as energizing the police into a pro- active stance. One police informant, however, stated that the police department's initial reaction was a way of not recognizing or giving gangs publicity and thereby alarming the public. Juvenile Probation and several social agency and community leaders called a press conference in 1982 to voice concern with rising problems among children and youth, including youth gangs. After a period of negotiation, the Coalition for Youth Services (CYS) was established under the aegis of the YMCA. Various affiliated or component action groups were formed. One of them dealt with youth gangs. An agency network strategy evolved both informally and formally. Representatives from the police, probation, schools, the YMCA, prosecution, and other agencies initially comprised the gang action group. David Brittenham, the CYS coordinator, was influential in the development of the Gang Prevention Action Group (GPAG), which produced a networking strategy and a systematic way of dealing with the gang problem. Police Despite the delay by the police in formally recognizing or publicizing the presence of gangs, they had in fact already begun to target gang leaders and core gang members. A broad scale attack was initiated with the advent of the Coalition for Youth Services. The strategy developed as follows: Identification of Gang Members. Patrol division officers developed a list of 200 probable gang members and associates, in conjunction with the prosecuting attorney, deans at the local high schools, and the Juvenile Probation Department. CYS personnel served to facilitate this process of interagency communication and cooperation. Categories of gang members were identified. These included gang leaders, core members, fringe members, and even family members who might also be gang affiliated. Other youth admitted their gang membership. Some of the youth were identified by the dress or gang colors they wore. The police began to check and track gang incidents on the basis of the lists developed by GPAG agencies and police field cards. The members of the Gang Prevention Action Group (GPAG) used the lists to monitor alleged gang youth. A special public meeting of the parents of these identified youth was called by the Juvenile Probation Department, which stirred parental consternation and anger (see Probation below). Intelligence Gathering. Information on the gang problem flowed to the police from many quarters. The YMCA outreach worker, who had established rapport with gang leaders and members, transmitted information about gang structure and impending criminal gang activities. He was able to persuade some of the gang leaders to provide useful information during gang crises. School officials who heard of an impending gang "rumble" immediately called the police who would send an unmarked car to verify the impending threat, deter the action and sometimes make arrests. The police in turn, if they had information, would notify Brittenham or his associate, Frazier, the outreach worker, about impending gang battles. A CYS crisis team, usually consisting mainly of Frazier, sometimes Brittenham, and a community resident, would cruise the streets looking for kids who were facing each other down and prevent conflict. The CYS staff, because of "good relations" with the gang, was able to pull the "power" persons aside and get them to assist in resolving the gang fracas before it started. Enforcement. A special gang enforcement (or investigative) unit was not established by the police to focus specifically on youth gangs. The Juvenile Aid Division continued to carry out its general juvenile work and in addition investigated, as well as monitored, gang activity. However, a task force of foot patrol officers, comprised of volunteers, was assigned to deal with gang activity in the affected area. They operated mainly during the night shift from 5:00 p.m. to 3:00 a.m. The officers were "screened as to toughness, good mediators, and public relations men." No black police officers volunteered for the unit. The task force conducted sweeps, searched youth for weapons, and made photos and video tapes of youth. Gang leaders and members were identified and targeted. The police actions at times bordered on harassment. About 50 guns were collected and 400 arrests were made during the year 1985-86, when the gang problem was at its height. Twelve to fourteen hard-core youth were also incarcerated for periods of 6 months or more on charges such as aggravated assault, strong arm robbery, and vehicle theft. The fact that the arrested youth were gang members or "involved in gang-like illegal activity," e.g., burglary, was communicated to the judge who "enhanced" their sentences. There is a difference of view among police informants as to how effective some of these suppression activities were. One informant observes that the curfew sweeps were a "waste of time and manpower." Youth were quickly released to parents and police had to provide a taxi cab service to return youth home. Then, "they were right back on the street." However, the situation began to change over time. By the middle of the summer of 1986, gang youth were no longer carrying weapons. In September of that year, with the start of school, gangs began to dissipate. The benefits of a suppression approach seemed to outweigh its costs, at least over the short term. The police also about this time assisted the community in the development of the Pontiac Youth Center (see below). Schools The schools, as well as probation, recognized early the importance of a pro-active approach to the youth gang problem. The schools, a participant in the Gang Prevention Action Group (GPAG), took a strong stance and emphasized the importance of good early warning and information systems. A key school official believed that effective exchange of information about youth gang activity was important and that the targeting of gang leadership for incarceration or jobs was crucial in the attack on the problem. A justice system official notes, however, the mixed motivations of school officials in the use of "gang lists." Some school deans, who were mainly concerned with school security, wanted only to identify gang kids and "kick them out of school." Other school officials realized the complexity of the problem, the general community's responsibility, and were genuinely interested in helping problem youth. Cooperation by the schools with the police was emphasized. The police supplied the names of youth who were suspected of gang activity to a key school planning official who ran the list through the school's computer system. School officials were then able to determine where gang youth were located and monitor them more or less closely depending on their concentration in certain schools and classes. Information as to which gang youths were at which schools and where they were living was supplied to the police who were able to monitor the youth outside of school hours. Identification of these youths, including names, birth dates, schools, and residence, was also given to Juvenile Probation (See Probation below). All deans and assistant deans were continually made aware of pertinent gang-related information relayed by electronic mail. In turn, they quickly transferred pertinent information on these youth to key school liaison, usually for transmittal to the police. School officials took a "hard line" against gang youth and gang activities, even harder than probation which often advocated "alternative school programs" for youth who were suspended or expelled. Suspensions for gang activity were increased during this early period, from 6 to 12 months. No form of gang activity was permitted on campus. School officials believed that some older students sought to transfer to the high schools from out of town, mainly to sell drugs. To prevent this, the presence of a parent and records from their previous school of enrollment were required before the transfer was completed. A "hard line" was also taken on drug and alcohol use. "If kids were caught with drugs or alcohol, they were 'busted' out." Probation The Allen County Court Family Relations Department, and specifically its Juvenile Probation Field Division, has received national recognition for its innovative and comprehensive programming with problem youth. It has an intensive probation unit, uses urine testing to monitor possible drug abuse, and employs electronic monitoring devices in lieu of incarceration. The Probation Department emphasizes community-based treatment as well as close supervision. The Field Division has five juvenile "drop-in" centers around the city furnished with offices and also recreational areas with pool tables, ping pong and weight machines. They sponsor soccer and basketball teams for inner city youth, age 8-14 years. These neighborhood centers provide education, job-readiness training. and work- related opportunities. A wilderness site has been created with the aid of the Lincoln National Life Insurance Company, where youth can fish and camp. Group rap sessions led by trained graduate social workers are also available. Duane Hinshaw, Supervisor of Field Services of Juvenile Probation, claims that the Probation Department was one of the early leaders to recognize the gang problem and do something about it. Probation officers in neighborhood centers located in the gang neighborhoods became especially sensitive to the emergence of the problem, since probationers often had difficulty getting to the centers and were occasionally assaulted. In response, juvenile probation officers began to escort youth through these areas. The Probation Department urged and strongly supported the development of the Coalition for Youth Services and the Gang Prevention Action Group. The Department was especially concerned about the lack of trust among agencies. Hinshaw notes that even after the formation of CYS, it took close to a year before effective working relationships were created. The Probation Department, however, was very proactive in its concern with the gang problem. In one instance, the Field Division utilized the list of gang members compiled by the schools and police under the aegis of the GPAG to "summon" parents of alleged gang youth to a town meeting. The letter to parents stated that their child was possibly involved in gang activity and asked them to come to the Court House to a town meeting discussion. The meeting was chaired by Ken Watson, the Chief Probation officer. The County Coroner was also present and provided information on gunshot and stab wounds. Many of the parents became extremely upset. They denied their children were gang members. They wanted to know why their children were suspected of being gang members. The mood of the parents was very hostile until one of the most vocal parents used the meeting as an opportunity to urge the development of an after- school recreational facility for youth, since many youth claimed they did not have enough to do. This discussion lead to the idea for the creation of the Pontiac Youth Center. The parents agreed to volunteer their time. An advisory committee was formed. Members of the police foot patrol unit assisted parents in the furnishing and renovation of a building for the Youth Center. YMCA/CYS/GPAG. The United Way, influenced by key business and community leaders concerned with the rise of social children and youth problems in the city, established a citywide task force to consider means to deal with them. The YMCA, particularly Dave Brittenham, was involved and influential in these formative discussions in 1982 and 1983 which resulted in a three-year youth services program. A key objective of the program was interagency coalition building and the solicitation of funding for projects developed by agencies in the coalition to deal with the problems. Agency resources were expected to be better interrelated and used more efficiently. Two key problems had to be overcome for the successful building of the interagency coalition: [1] a history of competition, distrust, and inertia in interagency endeavors; and, [2] underlying tension and distrust between the black and white community particularly in regard to recognizing and addressing problems largely of low-income black, disadvantaged inner city community residents. Dave Brittenham, a social worker, had extensive experience as a YMCA director in Detroit, Chicago, and St. Louis and was an astute, non-threatening, innovative administrator. He was able to establish the Coalition for Youth Services (CYS) as an umbrella organization under the aegis of the YMCA. Its component action groups, comprised members who were operational persons from key agencies concerned with the different children and youth problems. With the assistance of his associate, Mel Frazier, he carefully played a series of roles in regard to the development of the Gang Prevention Action Group (GPAG), including interagency communicator, program facilitator, crisis manager, and at times outreach worker. A key activity of the group was the "fast sharing of information" with key operational persons during gang crises and the avoidance of formal bureaucratic procedures or political considerations. An executive committee of GPAG was set up comprising key actors from the police, schools, and probation, as well as the YMCA. The interagency group operated with some secrecy. Its decisions and operational procedures were not widely communicated outside of the group. Trust developed largely due to the skillful, self- effacing efforts of Brittenham. The Chief of Police became more cooperative when he realized that the schools wanted swift action and that Dave Brittenham was not running for mayor. Brittenham was especially concerned about maintaining the group's unity and confidentiality of its decision- making process. Brittenham was also somewhat sensitive to the interests and concerns of the black community. He was aware that when it came to certain social problems, blacks and whites tended to go their separate ways. He believed that "what you had to do was find creative ways to make blacks and whites partners in a collective effort." He was able to partially do this through employment of Melvin Frazier, a black associate coordinator, who not only had special responsibility as an outreach worker to black gang youth but who was able to relate both to the grassroots black community and the authoritative or established white institutions, especially the police. Frazier had to demonstrate his credibility with adults in the disadvantaged neighborhoods as well as not threaten key city officials. Frazier proved to be admirably suited for the job. He was "resilient to the ups and downs of outreach work, and committed to work around the clock." He came to be seen as a positive presence by the police department. He did not criticize police strategy or activity. He let youth know up front that he would pass on certain types of information to the police, when it was in the best interests of youth. At the same time, he went out of his way to assist youth and their families when they were in crises, gang-related and otherwise. He counseled and referred them for various services, particularly jobs. The Lincoln National Life Insurance Company established a special program of employing youth at risk, as well as hard-core gang youth. Part-time after-school jobs, along with arrests, seemed to be a useful strategy. The CYS eventually evolved into a networking and planning agency, comprising a coalition of job- training programs, a ministerial group, hospitals, child-care agencies, grassroots groups, and community action organizations. A drug prevention action group has recently been organized. Representatives of over 50 agencies participate. Key organizations, black and white, are involved in various aspects of the interagency coalition program. To what extent the coalition, particularly its gang action group, has been able to directly reach out and obtain cooperation of residents of the disadvantaged black community is unclear. Many of the agency representatives contacted agree that parents of gang youth -- many of them single parents -- were not successfully involved, except for the development of the Pontiac Youth Center. The schools, police, or youth agencies were generally not able to mobilize local grassroots groups to support their efforts. CYS was able, however, to organize "8 to 10 merchants at the corner of Pontiac and Anthony into an association . . . to work with the police" to keep the area clear of gangs. The area was cleaned up in about five months. . . . Gang activity was displaced to other areas." There was also some effort expended by GPAG in meetings with residents at apartment complexes. Police, prosecu- tors, and social agency staff made presentations. Residents were informed about who they could call in an emergency. They were also made aware of educational and social programs available for youth. The basis for the Coalition for Youth Services (CYS) and the principles of its operation are articulated as follows: "A smaller city will have a greater chance of effectively addressing a developing gang problem if it is confronted during its early stages. It is also important for a community to realize that gang development is a symptom of deeper causes which must be addressed . . . gang development is a community problem which cries out for a collaborative community response" (Coalition for Youth Services, U.D., p. 4). Principles of community collaboration include (1) The development and acceptance by agencies of certain "facilitating leadership" . . . Someone must have the vision and be willing and capable of providing organization and coordinating roles. This facilitating role is necessary to get the process started, to get the right individuals together at the right time to address the right issue; (2) Significant "key" participants/ organizations must be part of the process; (3) Issues must be identified, accepted, and (there must be) commitment to follow through by the key individuals/ organizations; (4) Procedures and organizational mechanisms, whether simple or complex, must also exist to facilitate collaboration. The underlying basis for these principles was: (1) Willingness of participating parties/organizations to give up a degree of recognition and control of end results because of the greater value recognized through the results of collaborative efforts; (2) The facilitating leadership and organization needed to be non-threatening, held in high esteem, and have a reputation for operational competence; (3) Trust between participating parties (especially key individuals and organizations) is necessary in order to bridge any past, present, or future negative dynamics; (4) Significant support is necessary from the power base of participating organization(s) and/or government(s); (5) The more comprehensive the collaborative effort, the greater the need for broad-based power support; and (6) Sustained "intentional connectedness" would result from effectively working toward a common purpose (Ibid., pp. 6-10). Assessment The emerging youth gang problem is perceived as eliminated or reduced in Fort Wayne since about 1986. It is not clear, however, that crime by youth gang or former youth gang members has abated. The major problem(s) of current concern to key agency persons is drug trafficking and drug use. There is a difference of view as to whether "former" gang members are involved in drug trafficking, although there is general agreement that drug use by juveniles, including younger gang members, is not a serious problem. There is also a difference of opinion as to whether the disappearance of the gang problem or its quiescence is directly associated with an increase of drug trafficking. However, CYS and its Gang Prevention Action Group (GPAG) believe that the reduction of the gang phenomena, in its visible, congregate, assaultive form, resulted largely from its collaborative efforts. Statistical evidence is not available or at least not accessible to test any of these propositions. A key data problem may be the lack of consensus on what constitutes a gang or gang incident and to what extent all crime committed by gang members should be considered gang-related. The distinction between the activity of law-violating youth groups and youth gangs also seems unclear. Definitions of the problem by key actors appear to be variable. However, it is likely that the close working relationships of key actors and their common understanding of who gang kids were and what the gang problem was in specific situations overcame differences in articulation or conceptualization of the problem. According to a school official, a gang-related incident is a situation involving two or more identified gang members resulting in a hostile or illegal situation. "Most incidents were gang fighting." According to Dave Brittenham, "we have a loose definition -- any behavior which is actual or potential of a violent or socially unacceptable nature involving youth known to be members of, or associated with, an identified gang." Duane Hinshaw of the Probation Department, however, indicates that a gang incident or gang-related offense is difficult to identify. Activity such as drug behavior, vehicle thefts, and burglaries by suspected gang members should not necessarily be regarded as gang motivated or related. The focal definition of the Coalition for Youth Services is very broad. A gang-related incident is "youth activity and/or behavior which is unlawful, harmful, and/or excessively antisocial which needs to be addressed in its own right as well as being or potentially being associated with gang activity. The activities include, but are not necessarily limited to, breaking and entering, burglary, theft, drug use and dealing, auto theft, and robbery, etc." It is possible that law or norm violating behavior by youth groups was made equivalent to youth gang behavior. Youth gang behavior may also have been viewed as more characteristic of or attributed to black than to white youth. This is not to deny that logos, graffiti, colors, gang fights, or drive-bys are clearly gang-related behaviors and also occurred. Further, it is possible that in a city with an emerging gang problem, law violating youth groups and youth gangs and their respective behaviors are difficult to distinguish. There is more consistency in reports about the appearance and disappearance of gangs, mainly traditional gangs. There was no noticeable gang problem in 1980, although there were possibly some youth groups engaged in law or norm violating behavior at the time. The gang problem in its visible form started around 1982 or 1983. It reached a peak in 1985 or 1986, when three to five significant gangs were identified, with average memberships of 50 to 60 members each. By 1987 or 1988, there was no longer a set of youth gangs committing typical or traditional youth gang problems. Sergeant Roach of the Juvenile Aid Division recently reports that a series of video surveillance activities at traditional youth hangouts, carried out in relation to a series of vehicle thefts and armed robberies, revealed that no new gang activity was occurring. While there is agreement that the reduction of traditional youth gang activity paralleled a significant increase in drug dealing activity, there are different views about the connection between these two trends. Chief of Police Moore states there has been a "significant increase in the number of crack houses in the city." He believes that the decrease in traditional gang activity is linked to the involvement of older gang members or former gang members in the drug trade. He states there is less overt traditional gang activity because "it could hurt their drug profits. Recent investigations of the crack dealers in the city have turned up the names of former gang members." There is some agreement that a major reason for the crack trade is the movement of dealers from Detroit into Fort Wayne. Juveniles are often reported to be street suppliers and runners. Duane Hinshaw of the Probation Department is less sure that the reduction of gang activity and the rise of the drug problem, at least as it is related to juveniles, are linked. He states that a few of the former gang leaders are now "strung-out on crack," but many juvenile gang members have not been involved in selling or using crack. He adds there was at least a year separating the decline of gang activity and the rise of the drug problem. Most juveniles are still into use of alcohol and marijuana. Another police informant suggests that while the influx of crack may not have had an impact on reducing traditional gang activity, it could still be a factor in preventing the re- emergence of traditional gang activity. In other words, the efforts of CYS, GPAG, and the key response agencies individually and collectively could still have been significantly responsible for the reduction of the gang problem. Duane Hinshaw and other justice system officials also state that criminal offenses by juveniles "have not gone down" in recent years. Total offenses for youth and adults have consistently gone up while the population has remained relatively stable. Burglaries, robberies and homicides are up. It is possible that some former gang members using drugs are now into more burglaries and auto thefts to support drug habits, although they may not be heavily into drug trafficking. According to Hinshaw, the rise of the drug problem and other criminal offenses may not be related to the lack of jobs. There is currently full employment in Fort Wayne. "Employment of kids has gone up." The key problem is the lack of basic academic skills of many street youths and therefore their failure to be employed. Captain Greer of the Juvenile Aid Division agrees that few juveniles have been involved in drug trafficking. Only three cases were reported during the past year. He indicates further that he has no reports of youth gang members arrested as part of crack house raids, although older "former" gang members have been involved. About 50 of 100 crack houses have been closed down. No major drug problems have been identified in the schools. "We had a police informant positioned in the schools for some time, but he was unable to buy anything." He adds "There are not a lot of kids in drug treatment." A school official and Dave Brittenham suggest, however, that there may be heavy involvement by youth in drug selling and using, although it is not clear how many of them are gang members. The school official states that "kids in the middle school are becoming involved with crack house operations and most of the youths are from Fort Wayne." Dave Brittenham claims that drug use is widespread in the black and white adult and youth populations. Furthermore, "younger kids are being used as lookouts and runners. Kids are making fast bucks. There is minimal competition between drug factions, but this is beginning to change." Brittenham suggests that the drug problem is more complex and elusive than the traditional youth gang problem and that the city and CYS have not yet been as successful in dealing with it. "Whereas in our previous gang situation we knew who our players were, this is not the case now. Our network approach on this issue has not clicked yet." The city administration and police department, although they have moved somewhat forcefully, have also not been as effective in dealing with the problem, as they were with the traditional gang problem. Furthermore, the low number of juvenile drug cases may be the result of reporting procedures. The drug cases, juvenile or adult, are handled by the narcotics division, but they may not have specifically identified the juvenile cases. Finally, Sergeant Roach of the Juvenile Division, Police Department, observes that CYS recently sponsored a reunion of former gang members. "The purpose was to see what was happening with the gang situation in Fort Wayne. It was a big success. Over 300 people turned out. Some of the former gang members were now in school. Some had jobs. They didn't seem to be interested in gangs anymore. This led us to believe that gang activity is at a standstill." Conclusion Our knowledge of the changing or disappearing gang problem in Fort Wayne is handicapped by insufficiency of data and lack of consistency in definition and reporting. Nevertheless, there is sufficient evidence to conclude that there was an emerging gang problem in the city in the early 1980s and that a process of collaboration among schools, police, and agencies was effective in its control or reduction. The reduction of traditional gang activity occurred also within a context of an emerging, larger scale and more complex drug problem that probably involved some gang youth and older gang or former gang members. The collaboration of key persons or organizations dealing with the gang problem was mainly at the interagency level and employed a primary deterrent strategy by a variety of actors, supplemented by social intervention. It is not clear that significant preventive or community mobilization efforts were employed, e.g., parenting classes, use of special curricula, remedial education; police based-sponsored community education about the gang problem; or that efforts to mobilize concerned parent or other direct citizen involvement were significantly developed. Some of the comments of informants regarding the causes and response to the problem include concern that there is social isolation of significant sections of the black community and xenophobia or racism by key elements of the white population. One informant notes that all of the juvenile gang members institutionalized on battery charges were blacks. "If these kids would have been white middle class, they probably wouldn't have been sent away." Another informant indicates there may have been some violations of confidentiality of information and youth privacy. The identification of juveniles as gang members and their subsequent placement on gang lists that were circulated and used as a basis for the actions of various agencies were based both on suspicion or hearsay as well as some good evidence. Better criteria and procedures were needed to establish and verify gang membership. The remarks of the Fort Wayne informants were extremely open and honest, reflecting deep concern with the welfare and social development of Fort Wayne youth as well as the safety and protection of the broader community. Yet, Frazier, the YMCA (CYS) associate coordinator and outreach worker, perceives the current situation pessimistically: "The streets are now more dangerous than before and drug dealers have been able to more easily penetrate communities because of the worsening economic situation." On the other hand, Duane Hinshaw of Juvenile Probation emphasizes that at least one aspect of the gang situation, probably as narrowly defined, has improved: "The number of youths involved in shootings or caught with weapons has actually gone down in recent times." Despite some of these different perceptions, Fort Wayne represents one of the best examples of a tight networking approach spanning criminal justice and non-criminal justice agencies of all the cities examined in our survey (n=45). Community agencies were mobilized and a generally consistent approach, mainly suppression but also social intervention, was established and successfully implemented. References Young Mens Christian Association (YMCA). undated. "Coalition for Youth Services." Fort Wayne, Indiana. ------------------------------ CASE STUDY 3 Draper Cottage Ethan Allen School for Boys Bureau of Juvenile Services Division of Corrections Department of Health and Social Services Wisconsin Background (Quotations, unless otherwise identified are from oral written remarks by Draper Cottage staff or Superintendent Oscar Shade.) The Draper Cottage of the Ethan Allen School for Boys is located in Wales, Wisconsin, a relatively short distance from Chicago. It is one of the very few programs in the country which attempts to deal with the distinctive problems of gang youth in a residential or institutional context. This institutional program may be unique in its focus on gang youth, its variety of activities, and its intentions and plans to evaluate the effectiveness of its correctional and rehabilitative efforts. It is difficult to include corrections along with other components of the justice system in a site visit to a city, since correctional institutions are often isolated from or not significantly related to community programs. However, since gang youth tend to be at higher risk than other kinds of delinquents of being sent to a correctional or residential facility, it seemed important to specifically visit and describe such a program. The Ethan Allen School for Boys is one of two medium security youth corrections institutions for the most serious and difficult to manage juvenile offenders in Wisconsin. It is 125 miles northwest of the Chicago Loop, located between Milwaukee and Madison in a rich farm and resort area. The institution contains two types of structures set on a campus surrounded by a wooded area. The large buildings were constructed early in the 20th century as part of a tuberculosis hospital complex. Other well constructed cottages date from the 1960's. The School is visibly separated from its environment by a high, 14-foot fence topped with a 3-foot roll of barbed wire. Entrance to the institution is through two sets of electronically operated security doors. Once past security, the School appears to be an attractive campus with relatively free and open access for residents and staff, albeit within the secure enclosure. The institution has a recent history of relatively liberal and humanistic administration. The School was established in its present location in 1959. The first administrator developed a cottage system which provided youth with a considerable degree of privacy and personal freedom. Each youth had his own room and was permitted to wear his own clothes and keep personal belongings. An approach which emphasized education and personal change, in addition to discipline, was inaugurated during the 26-year tenure of the first superintendent. Dr. Oscar Shade is a 58-year-old African-American with a Ph.D. in Education who has been the superintendent since 1984. He has continued and further developed the humanistic approach of the School. His chief innovations thus far have been a democratic, decentralized administration and a specialized set of programs. Considerable responsibility resides in program managers and social service staff for different programs and operation of the cottage complex. Special programs and cottages have been established for the following kinds of problem youth: drug and alcohol abusers, sex offenders, serious delinquents, older offenders, younger offenders, those requiring intensive treatment, as well as hard-core gang offenders. Vilas Hall, known to the youth residents as the "hole," is the "discipline" cottage. Dr. Shade's aim is to optimize communication between different types of staff as well as with the youth offenders for purposes of improved rehabilitation and preventive work. The Ethan Allen School for Boys emphasizes education and preparation of youth for future learning. More specifically, its purposes are to prepare youth for return to the community with changed attitudes and values that emphasize legitimate behavioral career goals. Less explicitly, its mission, of course, is to protect the community from serious juvenile offenders. The means to achieve these social educational purposes include the provision of opportunities for basic remedial, developmental, and exceptional education, as well as industrial arts and recreation. Social and psychological services, psychiatric consultation as well as security arrangements are present. A qualified and certified staff is available to operate the program. Three hundred twenty-two (322) youths were residents at The Ethan Allen School for Boys in May 1989. The average age of offenders was 16-1/2 years; 60.5 percent are black, 31.7 percent are white, and 7.1 percent are Hispanic. The age of offenders and the proportion of minority youth have been going up in recent years. The majority of youth in the institution have a history of 4 or 5 prior placements for offenses. Youth are referred to Ethan Allen School mainly for property crimes (e.g., burglary, robbery) but also for sexual assaults and batteries. Four or five have been sent to the institution for homicides. There is a reported increase in gang affiliated youth in recent years. The average stay of offenders is 8 to 10 months, although there appear to be pressures from legislators (for economic reasons) and community reformers to reduce time spent at the institution. Upon discharge, approximately 70 percent of the youth are released to alternative placements in the community, the remainder are sent home. It should be noted that the institution does not determine length of stay of inmates. A juvenile review board establishes the disposition based on the needs of the particular youth within a philosophy of least restrictive placement, but also with due regard for community safety and protection. The Draper Cottage assigned for designated hard- core or committed gang youth presently contains 27 residents. The average age of Draper Cottage youth is about 17-1/2 years. A recent analysis indicates that 84.8 percent are black; 10.3 percent Hispanic, and 1 youth, 3.3 percent are white. In other words, the cottage contains relatively older, more minority and fewer white youth than the institution as a whole. Draper Cottage youth are also more serious offenders, with longer histories of assaultive crime. The pattern of offenses for which gang youth are referred to the institution and placed in Draper Cottage has changed in recent years, with more involvement in drug offenses and participation in organized criminal behavior. Twenty-two of 30 youth most recently resident in Draper have been charged with drug trafficking. Draper Cottage Youth generally stay longer than those in the institution-at- large. Two hundred sixty-two (262) staff are assigned to deal with Ethan Allen's youth population, as follows: 143 youth counseling staff, including supervisory personnel, 50 teachers, 14 social workers, 10 food service workers, 20 maintenance staff, and the remainder administration and supervisory personnel. Each cottage houses 20 to 30 boys. Staffing is staggered so that on the first and third shifts, when the boys are either at school or asleep, one counselor is on duty at each cottage. Two counselors work during the afternoon and evening hours. The cost of the Ethan Allen School for Boys program is $33,000.00 to $35,000.00 a year per youth. Reliable data on recidivism are not available at this time. Estimates vary from 50 percent to 70 percent. "In a four year study about 50 percent entered the adult system on either probation or incarceration. While a significant percent of the youth released from Ethan Allen School do return and thereby recidivate, a significant percentage of these are returned for rules violations rather than new violations of the law." The apparent high recidivism rate, however computed, may be due in large measure to selection factors. The worst or most serious juvenile offenders in the state are present in Ethan Allen. Community pressure is also building to close one of the two youth correctional institutions in favor of less costly and perhaps more effective programs, including intensive probation supervision, more youth employment programs, and more front end preventive programs, including court orders for youth to remain in school in the community. Draper Cottage The creation of the Draper Cottage for gang youth (i.e., a specialized correctional gang unit) may be traced to several factors: more and more youth were arriving, especially from Milwaukee, whose crimes seemed to be gang-related or inspired; the Milwaukee Police Department had formed a gang unit and thereby influenced the development of a specialized unit in the institution; the specialized program pattern by the institution of assigning youth with similar problems to the same cottage; and the Superintendent's belief that the school had a special responsibility to teach and assist minority youth, especially gang youth, to modify their behavior and pursue a more productive course. Between 1984 and 1986, an institutional study committee was organized to learn "about the issues of youth gangs" and to discover what was occurring in the field to deal with the issues. Several adult and juvenile institutions were visited or contacted by mail. Nothing was published or available that could be used as a guide. "Most agencies were dealing with the phenomena by simple suppression of the behavior." According to Dr. Shade, "Our own experience, the behavior of the residents as well as what they were telling us, made it abundantly clear that the issues were far more significant than could be dealt with by suppression alone." A staff work group decided to develop a "gang program" that would work not with gang-affiliated youth but those who had assumed positions of street-gang leadership, who had a history of aggressive-assaultive behavior, and who "to the best of our intelligence gathering, had a connection between their delinquent acts and their gangism." The decision was made to "provide a broader educational and social-psychological rehabilitation" program within the institution for those "residents who posed the greatest risk to the community." Ethan Allen School invested "a great deal of time and resources in the training of staff" in the use of relevant psychological approaches for dealing with criminally oriented youth, e.g., "Behavioral Errors in Thinking." A special consulting psychologist, Dr. Dave Smith, was hired to teach the model and its implementation. The counseling model is a cognitive approach to rectifying poor decision-making and is based upon the work of Stanton Samenow and Samuel Yechelson. Nevertheless, it is not clear that staff have received adequate training specifically relevant to youth gang phenomenon, particularly its group and community-related aspects. Some staff turnover has been experienced in the Draper Cottage program, but this is no more serious than in any other program operated by the institution. Turnover is not specifically related to the type of program being developed at Draper. The management and control problems of youth in the Cottage are typical of those generally encountered in most institutional settings. A recent report observed, however, that "although the residents still require a great deal of monitoring and control, they respond to the permanent staff and generally have few problems in the Cottage; however, when relief staff work in the Cottage without a permanent counselor, it is not uncommon to experience behavioral problems -- particularly with youth recently assigned to the Cottage (A Program and Operations Review 1988, p. 111)." The Ethan Allen School approaches the problem of rehabilitation of gang youth emphasizing social education as well as a community-based strategy of suppression and control. Primary contacts are made with law enforcement departments in Kenosha, Racine, Beloit, and Madison, as well as Milwaukee, to obtain gang-related information prior to arrival to the school, as a basis for diagnosis and cottage placement, as well as for monitoring the youth's progress when he goes on furlough and determining whether he remains out of the gang after his release from the Draper Program. A relationship has also been established with the Midwest Gang Crime Investigators Association for staff training and policy guidance purposes. Specific procedures have been formulated to carry out monitoring and supervisory objectives. The Draper Cottage Program depends on the correct identification of youth who are gang members, the nature and severity of their gang-related offenses, and whether gang youth return to gang affiliation and gang-motivated offenses upon release. Law enforcement information and cooperation is essential to the effective implementation of these facets of the School program. The Ethan Allen School relies heavily on police-level information to determine the eligibility of the youth offender for the Draper Program. In turn, the police are notified when a Draper Cottage youth returns to the community. A questionnaire is also directed to the police department to determine whether the youth continues to associate with gang members and whether the criminal acts he may commit are gang- related. The designation of a former Draper Cottage youth as gang-affiliated is made if the youth is seen by the police department (in Milwaukee), with other gang members on five or more occasions. In addition, there is some interaction by the School with community-based aftercare programs. The Career Youth Development Agency in Milwaukee has established ties with the institution to offer a variety of services to youth upon their discharge (See below). Major aftercare linkage, however, is carried out through field parole units and contracted group homes and half-way houses. Ethan Allen staff also exchange information on gang-related matters with other adult and juvenile correctional institutions in the state, for gang management and control purposes. Cottage Selection Criteria and Special Youth Characteristics The Draper Cottage Program addresses the problems of gang youth in terms of not only their distinctive personal and social needs but in relation to their potential influence in the Ethan Allen School at large. Only 20 to 30 gang youth are selected for admission to the Draper Program, but in fact 150 or almost half of all resident youth are estimated to be gang-affiliated. Only the most serious gang-affiliated youth (i.e., highly aggressive, core or leadership gang youth) are selected for the program. Broader programs that involve peripheral gang youth or youth at risk of gang membership in the institution have not been yet developed. The purpose of the Draper Cottage Program is to address the problem of "gangism" and how it may affect the gang member's delinquency "in an effort to diminish both." "Gangism," however, is not specifically defined or described. Group and contextual factors are at least partially addressed. Distinction is made between gang- instituted crime, which grows out of gang structure, interests, and processes, and other types of more individually related crime. It is assumed by program staff that the immediate genesis of gang behavior is in the needs of youth for adolescent peer affiliation and for social and recreational purposes. However, distinctive cultural, economic, and social structural factors are viewed as accounting for the different kinds of gang youth and their behaviors which the program must confront. It is assumed that black gang youth are more committed to criminal organization and economic interests, that Hispanic gang youth are more identified with collective group interests and turf traditions, and that white gang youth, in their gang- equivalent Satanic cults, are not only often committed to racist ideology but have more disturbed personalities than blacks or Hispanics. Nevertheless, most gang youth come from dysfunctional and/or single-parent families, or in some cases homes where parents and other family members have been gang members or have criminal histories. The specific characteristics of youth which become a basis for program intervention include the poor educational preparation of gang members. They tend to be high-school dropouts, although there is no evidence that they are more in need of one kind of special education than another. They tend to be highly aggressive with low self-esteem. A number of them are substance abusers. Some are fathers and in need of parenting information. Staff are continually struggling to understand distinctive but changing gang linguistic and behavioral forms to make their interventions meaningful. Youth apparently do not want staff "to understand their linguistic and behavior forms." This poses special challenges for staff. Program Elements The basic aim of the Draper Cottage Program is to "contain gang-related behavior in all activities . . . and try to teach them to use their skills to move beyond negative gang behavior and work toward becoming a better person and citizen, . . . to be successful without being dependent on gang activity." The primary model of intervention is directed at the development of "cognitive skills of decision-making and the use of rational thinking rather than emotional response as a means for determining action and response." A behavioral framework, including positive reward and negative consequences, as well as an educational and recreational resource approach, are also utilized. The following program opportunities are provided: - Behavioral Errors in Thinking Counseling (BE-IT) - Perception and Communications Training (PACT) - Alcohol and Other Drug Abuse (AODA) Counseling, Individual and Group - Anger Reduction Training - Association with Career Youth Development Inc. (CYD) for Community Alternatives - A Reward System at the Cottage Level for Treatment Progress - Primary Counselors Providing Direct Counseling Service - Post-Ethan Allen School Evaluation The primary counseling method is the application of the Behavioral Errors in Thinking (BE-IT), modified in order to find a "shared language" with gang youth and to facilitate discussion of gang- related behavior. These primary errors in thinking are the basis for encouraging change on an individual as well as on a group basis: "Victim Stance"; "Lack of Concern for Others"; "Fears of Being Put Down"; "Refuses a Trust or Obligation"; "Shows Weak and False Pride"; "Using Anger in a Wrong Way"; and "Poor Planning and Decision- Making." The Cottage residents are required to log daily behaviors that are a result of errors in thinking, identify the specific error in thinking, and develop in its place a strategy that would have been successful. Residents also receive daily instruction around the errors model. A second set of activities of the program emphasizes Perception and Communications Training (PACT). The mini-course of 12 sessions focuses on how people communicate with each other, what is successful communication, and values clarification. The Cottage also offers Alcohol and Other Drug Abuse (AODA) counseling through programs presented by Career Youth Development in Milwaukee, as well as through the Waukesha Council on Alcoholism. Anger Reduction Training utilizes a group process to teach youth skills to control their anger reaction to various stimuli. The Career Youth Development Agency provides counseling mainly on an aftercare basis. Youth are also encouraged to seek out the agency after release to complete their G.E.D. Affiliation with a specific gang is deliberately not a criterion for residence in the Cottage program or participation in its activities. Members of rival gangs are not only housed together, but participate in the same activities. The mixing of opposing gangs "does generate some management challenges," but the design is justified since it "keeps the gang behavior from going underground and undetected," and provides opportunities for staff "to challenge gang values and participation." Whether staff are fully or adequately aware of the consequences of mixing members of different gangs and are able to confront such behavior is discussed below. Various gang behaviors are proscribed and different demerits or punishments are meted out for different degrees of gang behaviors. Apparently the way the institution views certain gang behaviors has changed over time. For example, "signing is no longer regarded as a major violation of the rules," particularly when other more serious gang-related behaviors occur. Youth are also randomly tested to see if they have used drugs during weekend furloughs from the institution. Assessment The program has been in existence in its present form for less than two years. It is too early to assess the success of the program, which is still undergoing significant change and development. Staff are aware they are engaged in an extremely difficult and challenging enterprise. They are not sure that they have been successful. They believe they are doing some things "right" and that the program may prove worthwhile in the long term. While it is not possible to assess the program in terms of recidivism rates, varying aspects of program implementation may be considered. Staff regard the Be-It activities as a particularly important effort to change behavior and achieve overall program goals. One staff person believes that youth who complete the Be-It program recidivate less. A cursory review of statistical information reveals, however, that only about a third of the Cottage residents appear to have attended 10 sessions or more, and another third have attended zero or one session. PACT sessions seem to have been poorly attended, with the majority of youth not attending any sessions and others attending between four and seven sessions. These statistics, however, may not take into consideration that youth who don't accept the re-education process may be "resistive" and are then subject to the "discipline process" and a stay in the so-called discipline cottage, after which they must start group sessions over again. The Superintendent estimates that "most youth upon departure" [from Ethan Allen School] have attended a range of 24 to 30 sessions. AODA sessions were also poorly attended. The majority of youth presently in Draper Cottage attended two or fewer AODA sessions. However, the intent of these sessions is to bring youth into contact with community agencies, as they are being prepared to leave the institution. In any case, this program has been recently restructured, providing more intensive treatment and education. It now incorporates youth from the entire institution. The relationship between frequency of attendance at these activities and behavioral adjustment within the institution is also not clear. For example, there does not appear to be a statistical relationship between frequency of attendance at Be-It sessions and the number of days spent in Level IV, the maximum security for serious rule violation. This is not to deny that some youth in Draper Cottage are making optimal use of program opportunities, are currently doing well in terms of conformity to Cottage rules, and have incorporated -- or at least express -- "desired" values. Some youth indicate they have profited from the Draper Cottage activities. We note that in a recent non-random survey of gang youth in six different programs, mainly community based, the youth at Draper Cottage reported the most varied participation in services and that they were most often helped by them. To what extent this acknowledgement is translated into positive community adaptation is not yet known. On the other hand, it is possible that a sizable group of Cottage youth is "playing it cool" and "lying low." Some may already be committed to organized criminal careers, particularly in the drug trade. Drug use within the institution has admittedly occurred. Its nature is not known or at least revealed. Some gang recruitment occasionally takes place. There have been other serious rule violations by individuals. Staffing a pioneer demonstration effort such as the Draper Cottage Program is difficult and challenging. Better specifically trained gang work staff is admittedly required. Only one staff member is a minority group member and from an inner-city community. Selection of appropriate and sufficient staff is limited by civil service requirements. There has been some problem with staff turnover. It is not clear that staff are trained to understand the complexities of the youth gang problem and to develop appropriate strategies and procedures of intervention in an institutional context. Expertise to remedy this deficiency seems not to be readily available. A staff "wish list" reveals uncertainty about the value of the program and its prospects. There is a general sense that the program needs to be strengthened. Group therapy opportunities should be expanded. "Criminal thinking behavior" needs to be better monitored with "immediate constructive feedback and consequences as appropriate." Staff is unclear whether there are two few "program resources" or "too many luxuries" presented to youth. One staff member was looking for a "quick fix" to solve the gang problem; for example, a special procedure, event, or ceremony to "initiate youth out of the gang." The integration of both support and control or supervision activities in regard to gang youth while in the institution and after release needs to be better conceptualized. Additionally, the staff seems unclear as the Draper Cottage Program needs to be further developed and encapsulated or whether there is a need to develop a broader, institution-wide approach. The gang problem appears to be pervasive in the institution, at different levels of severity. Many non-Draper staff at Ethan Allen School are not aware of gang-related behavior by youth residents and may not respond appropriately, creating an inconsistent, or at least not a generally informed, approach. The response to gang-related behavior is generally well recognized and consistently addressed within Draper Cottage. Staff in the Draper Cottage are impressed with the seriousness of the gang problem and the difficulties of dealing with it. Some would like a more isolated, longer term, concentrated, and restrictive program for seriously committed gang youth. Other staff favor an earlier, more preventive approach. "Get the kids at a younger age," 13 or 14 years at the time of their second or third offense. Older adolescent gang youth may be too far gone for a rehabilitative program. Staff believe that they have worked very hard and have accomplished a good deal, but are clearly uncertain how effective their efforts have been. There is a sense that a variety of factors over which they have no control, such as general institutional policy, legislative, criminal justice system, and community pressures will significantly influence the future of the program. We remain unsure about the extent of the gang problem in Ethan Allen School. However, the Superintendent estimates that based on police reports, 50 percent to 60 percent of youth generally at the institution may be regarded as gang-affiliated at some level. Draper Cottage addresses only about 20 percent of the most serious gang offenders. To what extent the problems that staff have to contend with in regard to Draper Cottage youth reflect problems of institutionalization or problems of gang affiliation, or both, remain unclear. The Superintendent, nevertheless, declares that the institutional "gang problem is in better control and management today than at any other time in recent history." Conclusion The Ethan Allen School for Boys has recognized that a youth gang problem exists both in the institution as well as in the community and has attempted to deal with the problem in its various manifestations in meaningful ways. A dedicated professional staff and administration are confronting the problem in a humanistic manner consistent with community interests and values. There are few, if any, guidelines for staff to follow in this challenging effort. It is not clear that an appropriate overall design to deal with the problem has yet been developed or that certain elements may prove effective. At this time, the program seems to be in a state of clarification and further development. The institution is commendably committed to an evaluation of the effectiveness of its program. To what extent the program has sufficient external support and consistency of internal direction and staff has the knowledge to mount an effective program remain to be determined. There are apparently a number of obstacles to creation of a special institutional program geared to the youth gang problem. Research results on this unique and remarkable program are expected to be forthcoming in 1990. References Shade, Oscar D. 1988. "A Program and Operations Review." Ethan Allen School. Bureau of Juvenile Services. Department of Health and Social Services Division of Corrections, Wisconsin. December. ------------------------------ CASE STUDY 4 Columbus, Ohio Background Columbus, a city of over half a million, situated in Franklin County, is located in the center of the state with major roads to other large cities in Ohio as well as to Detroit and Chicago. Columbus has been expanding into the county for almost forty years. It now contains an area of about 200 square miles, with an increasingly diverse population. Blacks comprise 22 percent of the population, a sizable number of whom are poor, congregated in low-rise, low-income public housing on the near east side of the central city. Columbus is the capital of Ohio with a thriving, well-balanced economy. A major high-tech industry has grown up over the years, partly around Ohio State University, including a world renown research center, Battele Memorial Institute. A well-trained, highly educated work force is associated with state government, industry, and the university. Columbus has a relatively low unemployment rate of 6 percent compared to other large cities in the Midwest. Still this is an increase from 3.8 percent in 1970. Columbus has fewer manufacturing jobs than in an earlier period. The available jobs now require higher levels of education and training than many members of the black population, particularly its youth, possess. The drop-out rate for black youth is 50 percent or more, with estimates for gang youth of 90 to 100 percent. Nevertheless, Columbus continues to have a reputation as a typical American city, with a stable middle class population, conservative politically but with a rich tradition of innovation in education and social service fields. The Gang Problem Columbus recently identified a youth gang and youth violence problem. While the youth gang problem was mainly a black inner-city problem, it also affected Franklin County, including predominately white suburban communities, such as Washington and Ground View. The problem was different in different communities. For example, some youth gang members were mainly disruptive at football games and shopping malls. However, 90 percent of the youth gangs are estimated to be black (Huff 1989, p. 526). A youth gang problem emerged between 1983 and 1984 and peaked around 1987. Huff observes that between April 1986 and May 1988, there were 20 "separately named gangs," but "the number of truly separate, viable gangs at present is approximately fifteen" (Huff 1989, p. 526). Since then a "crack" problem has developed, resulting, according to many sources in the city, from "outside penetration by older gang members from Detroit and Los Angeles." The "crack" problem has also been associated with rising rates of robbery, theft, and burglary as well as individual-level violence. The youth gang problem apparently began when several street groups engaged in break dancing or "rapping" evolved into youth gangs. Members of street groups engaged in property crime, auto theft, shoplifting, and burglary before they developed gang names, symbols, colors and engaged in gang conflict. Some of the gangs in the early period were white, however, most are now black, or at least the problem is recognized and defined as black. A United Way source indicates that a youth gang problem, in fact, exists in several white suburban communities, but police, schools, and parents in these communities state they "do not have a problem." The current coordinator of the Youth Outreach Program adds that the "drug problem is not exclusively a black problem as evidenced by the recent arrest of suburban whites and other ethnic group members." A variety of reasons have been presented for the development of traditional -- although not necessarily turf-based -- gangs and their later transformation to drug dealing groups or cliques: the busing of students from opposing gang neighborhoods to the same high school; the presence of a family with gang-wise youth recently moved from Los Angeles; the splintering and spread of gangs; the expansion of the narcotics trade from Detroit to Columbus; and deteriorating economic opportunities for mainly poor, relatively unskilled, and isolated black youth; although the current unemployment situation may be beginning to affect some white youths as well. Youth gangs are viewed as aggressive and coercive, engaging in a broad range of criminal behaviors. One source indicated that two to three killings could be attributed to gang activity in the early period. However, much of the youth gang activity occurred in and around roller rinks, recreation centers, shopping centers and buses. Students at some of the schools began to wear colors, signify, i.e., "throw gang handsigns," and engage in recruitment activities in the early period. Although some gang altercations occurred at school football games, no substantial evidence of drug use or trafficking was reported on school grounds. Youth gang structure and activities have changed in the past three years. The number of gangs has declined from an estimated 15 or more gangs with a membership of 800 in the mid-1980s to an estimated 5 to 8 gangs with a total membership between 50 and 400, currently. Youth gangs have become smaller, better organized, less visible and more closely related to older youth and young adults engaged in drug trafficking. However, it is not clear that gangs per se have gone into the drug trafficking business. It is more likely that gang or former gang members are involved in the drug trade on an individual or small clique basis. One justice system source claims that youth 12 years and possibly younger are now used as lookouts and runners; those 13 to 16 years are employed as street dealers and runners; 17 to 19 year olds may be used as the drug holders, and those who are older play significant roles in running the crack houses. The youth are mainly from poor, single-parent families, dropouts with little prospect of obtaining well paying legitimate jobs. However, a number of middle class clean-cut black youth, some who do well at school, are said to have recently become involved in the drug trade. But it is not clear that these youths are also youth gang members. Some black youth do not see "themselves having a stake in the future through legitimate channels." However, only two of the gangs are reported with a primary commitment to drug dealing. Drug use and trafficking play a secondary role to traditional youth gang activities for the majority of youth gangs. Companionship, status, protection, intimidation, and partying remain primary gang activity. Community Response Certain events may have precipitated the community's awareness of a gang problem and the need for agencies to do something about it. The media paid a great deal of attention to two instances of gang attack on youth in Columbus in 1985 and 1986. The Governor's daughter and the Mayor's son were attacked in separate gang incidents. A gang leader who was interviewed on T.V. and made threats against another gang was killed in a drive-by shooting a few days later. A school superintendent, caught in the middle of a gang altercation at a school football game, "jumped out front" in getting the community to do something about the problem. The Mayor also met with a group of gang youth who informed him of their lack of training and consequent inability to find job opportunities. A group of community and agency leaders, including representatives of local city government, the Metropolitan Human Services commission, and service agencies began to meet in 1985 (Foulk 1987). The group focused on law enforcement, coordination of existing youth agencies, and the development of a special program entity, the Youth Outreach Project (YOP), to both divert core-gang members into the "mainstream" and also to provide youth at the "fringe" of gangs with alternatives to gang activity (Ibid., p. 1). Responsibility for funding YOP and/or providing in-kind services was undertaken mainly by the United Way of Franklin County, the City of Columbus, the Columbus Board of Education, and the Columbus Foundation. The project was administered over the first two years by United Way. The schools provided the first and later the second project coordinator. In each case, school administrators were released for the special assignment. The Franklin County Youth Coordinating Committee provided general oversight and evaluation of the project. It comprised senior officials and administrators from the Franklin County Juvenile Court, Franklin County Children Services, United Way, Suburban Police Department(s), and the Metropolitan Human Services Commission. They had the power to make decisions and obligate funds. Operational guidance and assistance in the development of the intervention models was lodged in the Franklin County Coordinating Task Group comprising executive directors of agencies actually involved in the project as well as representatives of the Columbus City Schools, Columbus Police Department, and the Franklin County Juvenile Court. The task force group was responsible for the details of program administration. The YOP program was planned so that all community participants would have a stake in the success of the project. There was also an effort to establish flexibility of goals so that the program could be refocussed with changing problems and needs. The United Way was able to play facilitator and coordinator roles, they "were able to get key funders involved directly with providers [and] reach into various communities and municipalities to get resources together." The project commenced activity in the spring of 1985 and its goals were to: 1) draw upon the natural strengths of families and communities; 2) provide for better coordination of information and services; and 3) explore several different models for interacting with youth. The first year's objectives were development of information about the scope of the problem and establishing initial relationships with youth and the agencies to which youth would be referred. The second year's objectives focused more specifically on reduction "of the incidence of youth violence" as perceived by a wide range of officials and agencies' staff; and improvement of the "behavior of target youth by way of direct intervention and linkages to appropriate social service programs." The project structure plan included a coordinator, assistant coordinator, 8 to 10 outreach workers based in three "magnet" youth serving agencies -- under dual supervision of the coordinator and the particular magnet agency, a crisis intervention mobile team, a neighborhood Advisory Council -- which apparently was not established -- a part- time suburban worker, and a community youth liaison worker. The outreach effort was modelled in part after the Chicago YMCA outreach worker program developed in the 1960's. Workers were sent out to the gangs in the streets to establish relationships, to obtain information to be shared with police and schools, and most importantly to refer youths, particularly from the schools, to youth-serving and other agencies for needed services. The major goal of the Youth Outreach Program was the development of a network of information for purposes of monitoring the gang problem, assisting other agencies to deal with the problem, and helping youth mainly through referrals. This set of purposes required that youth agencies, community organizations, and components of the juvenile justice system, especially the police, collaborate with each other. Turf issues and gaps in communication among agencies were to be overcome. Earlier separate efforts to deal with the youth gang problem by the Columbus Police, Columbus schools, and various agencies had apparently not proved sufficient. The police developed a Juvenile Task Force which did not have sufficient manpower to deal with large congregations of disorderly or antisocial youth groups. The Columbus schools outlawed "colors" and tightened disciplinary standards, as did the city's recreation centers. The YOP was to be an important step in the direction of a comprehensive community approach to the problem, including not only deterrent objectives, i.e., more organized and greater police involvement to reduce the incidence of gang violence in Franklin County; but social intervention objectives, i.e., improving the behavior of targeted youth through appropriate social service programs and provision of "effective and targeted prevention effort"; as well as community development objectives, i.e., increasing the responsiveness of the local community to the needs of targeted youth; and also research evaluation, i.e., determining the project's impact on the youth it served and the current magnitude and severity of youth violence and related problems in Franklin County. Youth Outreach Project Based on reports of actual activity over the past two or more years, the project has focused on its second priority, social intervention for a range of youth, including not only core and teenage gang members, but youth at risk and non-gang members. Its current practices and procedures (Youth Opportunities Project, 1988) were stated as follows: "A. Case Review A review of the youth is conducted routinely to determine if the youth is achieving the set goals and objectives that were developed prior to any in-depth involvement by the outreach worker. The primary objective is to relegate the dependent youth to independent status . . . The Outreach Workers, the Assistant Coordinator and Community Liaison Person meet twice a month to discuss the status of each youth . . . B. Pilot of Prevention . . . The Project is consistently engaged in `agency networking . . .' I the workers are assigned hot spots (i.e., skating rinks, athletic events, parties, etc. (Workers) assist youth in 1) conflict resolution 2) employment skills 3) drug/alcohol education 4) behavioral modification programs . . . C. Explore Employment Services . . . this project has taken the following steps to assist youth seeking employment. 1. The referral process for employment has been revised in order to centralize contact for participating employers. 2. Work readiness workshops are held . . . 3. A referral procedure is utilized in placing youth with agencies whose primary function is to provide employment for youths. D. Inventory Local Prevention Services E. Summarize Use of Referral Information F. At-Risk Data Base . . . As the Project begins its third year, changes in the activities of targeted youth have facilitated an emphasis on individuals rather than groups or gangs . . . These 'individual at-risk youth' will include youth: 1. referred by the school system as having unruly behavior, truant, suspended, expelled (for various reason) and in need of outreach intervention as a means of prevention. 2. referred by the courts due to criminal acts, on probation or need of intervention to curtail future problems . . . " Youth who are referred to the project do not necessarily fall within specific problem criteria in order to receive assistance. "Cooperation, with the agencies and programs has `open[ed] the door' for the Outreach Project to direct youth to the proper agencies that can provide more adequate services . . .. The project has taken the responsibility to guide 'troubled youth' in the direction where assistance is available." Two research reports were commissioned to "evaluate" the project, but in fact provide mainly a description or some sense of what the activities of the project have been in 1987 and 1988. Very little funding was allocated to the research effort. The findings indicate that core-gang members did not comprise a large proportion of youth served. The percent of core-gang member and gang leadership served was 15.9 percent and the percent of non-gang and fringe youth served was 47.7 percent in 1987. Those percentages include adult contacts as well. In the second report of 1988, 64.6 percent of youth served were "at risk," non-gang, and other youth, while 32.2 percent are gang leaders and core-gang youth. There was apparently some greater attention paid to gang youth in the second year, nevertheless the primary target of service remained non-gang core or leadership youth. The age range of youth served was between 14 and 19 years, although most of the youth contacted were between 14 and 17 years. The pattern of service to these youth appeared to shift between the first and second year. Much time and effort apparently was taken in the first year to get to know youth on streets, to identify their problems, and establish relationships. There was much general discussion but little crisis intervention (3.3 percent), job search (2.5 percent) or school-related counseling (3.3 percent). In the second year, project efforts seem to be more focussed and directed to job search (39.6 percent) and school-related activities (31.1 percent). Those latter percentages have to be reduced by about a third since the proportions of services provided add to considerably more than 100 percent. Unfortunately, no specific data is provided as to which kinds of youth were referred, what the nature of school-related problems were, how many youth were referred to how many jobs, and how long the youth stayed on them. According to the reports, a variety of problems or issues were identified in the conduct of the program over the first two years. The agency operators believed that expansion of the program and more funding were required. Dual supervision for outreach workers at the magnet centers created some problems. A need was expressed for better or expanded clinical case review involving social workers with youth outreach workers. Referral was clearly regarded as "an essential method," and the evaluators found that consistent community contact across agencies on behalf of YOP youth served had been achieved. Police The Columbus Police Department has been a major, if not the primary, player in the city's efforts to cope with the gang problem. Huff notes that the Youth Violence/Crime Section is unique "in its centralization of all four major gang control functions (intelligence, prevention, enforcement, and investigation) in one police unit (Huff 1989, p. 532). In recent years, however, the gang problem has evolved and has been more and more defined in individual violence and drug trafficking terms. The police have taken an increasingly broad community approach. Huff comments that the police now take a "balanced approach," having realized that "a total suppression strategy" is not the solution. At the same time, the commanding officer of the Youth Violence/Crime Section states that the unit is "geared to high visibility enforcement" and this strategy has contributed to a reduction of the youth gang problem in Columbus. In light of the purposes and structure of the Youth Outreach Program, the police and YOP should have a close interdependent relationship. This does not seem to be substantially the case, however, even with some sharing of information on the gang problem, the provision of some training by the police at YOP seminars, and the participation by representatives of the police in the YOP Franklin County Coordinating Task Group. The director of YOP notes that "the police and our project work hand-in-hand, but stay independent in our activities. We don't want youth to associate us with the police." The police are also quite cautious in their relations with YOP staff. This was so particularly during the first year of the program. Questions were raised initially by the police about the quality of outreach workers, their possible over-identification with gang members, their occasional "interference" with law enforcement operations. The fact that some of the YOP workers had criminal arrest records was troubling to the police. YOP no longer requests the assistance of the police in criminal history screening of all new YOP staff candidates, since they are of a higher caliber. Almost all YOP staff now have some college education. A manual of Procedure of the Columbus Police Department, dated October 1988 and revised February 1989, states that the mission of the Youth Violence/Crime Section is "to reduce or prevent violent acts and crimes committed by and against the youths of the City of Columbus. This mission will be pursued by using strict enforcement of the law against those individuals who are active members of violent groups, gangs, and by following up on those crimes committed to a successful prosecution in courts. The mission will also be pursued by steering youths to agencies that may help them, counsel them, and giving presentations on the negative aspect of gangs and drugs." The mission of the Youth Violence/Crime Section is implemented by its Investigative and Enforcement Units and through its Juvenile Narcotics/School Liaison Unit. The latter unit works with the schools through investigative and enforcement activities as well as presentations to school youth on the negative aspects of drug use and trafficking. Police officers in the unit concerned with gang activities are expected to "identify gang members . . . write intelligence reports . . . use aggressive enforcement against gang members and others involved in youth violence problems . . . keep photographs and information on these people . . . talk with witnesses, victims, suspects, other officers, and citizens about their knowledge of the gang members who cause youth violence. . . use free time to patrol the areas known as gang hang-outs. . . Transit Authority buses, and school activities for gang problems -- devote some time to talking with younger teens . . . become aware of various city services that can help those p